FCA to create a simplified financial advice regime
The FCA has set out new proposals to improve people’s access to financial advice so they can ‘invest with confidence’.
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NO INVESTMENT ADVICE
And please keep in mind that the content of the video is my personal opinion and is intended FOR GENERAL INFORMATION PURPOSES ONLY and it’s not financial advice. The content of this video is only the opinions of the speaker who is not a licensed financial advisor or registered investment advisor. Any investments are always a big risk, and you should know that. The speaker will not be held responsible for any losses or gains. Always do your own research and advise a professional before making your own investments.
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The Role of the FCA – Free Regulatory Compliance Trainings
In this video I cover the role of the FCA, one of the UK main financial services regulators. You will learn: Who is the Financial Conduct Authority, which are the FCA’s primary responsibilities, why firms are regulated by the FCA and the legal powers of this UK regulator.
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▬▬ CHAPTERS IN THIS FINCRIME AGENT VIDEO ▬▬
0:00 – Intro
1:33 – Who is the FCA?
2:41 – The role of the FCA
4:01 – The FCA badge
5:34 – Legal powers of the FCA
6:32 – Take Aways
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✅ SOURCE & REFERENCES MENTIONED IN THIS VIDEO
GOV.UK – Role of the FCA: https://bit.ly/3h7KfWm
FCA About page: https://bit.ly/3BN8np4
✅ TED TALKS
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This video is intended for general informational or entertainment purposes only. The information in this video is not intended to replace legal advice. The views and opinions expressed in this video are those of the speaker/s and do not necessarily reflect the original policy or position of people, institutions or organizations that the speaker/s may or may not be associated with in professional or personal capacity, unless explicitly stated. Furthermore, no endorsement of any criminal activity is expressed or implied.
© Marco Beranzoni – All rights reserved
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