fca header.jpg

FCA issues warning about trading app gamification

FCA issues warning about trading app gamification

The UK's Financial Conduct Authority (FCA) has warned stock trading app operators to review design features, including those with game-like elements, which risk prompting consumers to take actions against their own interest.

Pain in the Apps — Three Attack Scenarios Attackers Are Using to PWN SaaS


Presenter: Matt Radolec, Senior Director of Incident Response and Cloud Operations, Varonis

Due to the increase in cloud-based attacks, we picked three devastating and evasive real-world scenarios to show how attackers can gain access and move laterally in SaaS applications to perform reconnaissance and steal sensitive data. This session will show how attackers can exploit API, administrative, and user session vectors to access data in SaaS applications.

https://www.rsaconference.com/usa

How investors become gamblers (and why they shouldn’t)


Volatile markets can turn investors into day traders and speculators. Tim explains why before issuing a warning to anyone hoping to make a quick buck.

The Trading App Gamification


Along with the warning, the FCA published research finding that customers using gamified #tradingapps are exposed to high-risk investments, and some appear to exhibit behaviours similar to problem gambling. While the FCA said gamification can be used to “engage consumers positively”, it is currently being used in ways that could mislead investors or lead to poor outcomes and problematic behaviours.

It’s an extremely important issue and it’s clear that over the last couple of years there has been a significant development (through technology) to allow more and more access to markets for retail investors. But now we need to really democratize access to institutional quality information and empower modern investors – after all information is power.

FCA research surveyed over 3000 users of four different apps, adapting the Problem Gambling Severity Index for a survey on investing, asking a range of questions aimed at identifying potential problematic behaviour.

The research found 3.75% of respondents were found to exhibit problem gambling behaviour, a similar incident to problem gamblers for online gambling at 3.5%. A small number, however, also looking at those who are at-risk of problem gambling behaviour, the FCA found it increases to 20% of app users. Those apps with the more game-like features had users that displayed more at-risk behaviours.

Gamification can be used to drive financial literacy and good money management behaviour in many ways, as we have seen in applications focused on teaching children how to save and evaluate spending behaviours. Now, the FCA is “concerned about problem behaviours linked to trading app design” and realises that “some trading apps could be contributing to problematic, even gambling-like, investor behaviour.”

Other game-like features the FCA highlighted as problematic were trader leader-boards and default amounts for investing and leveraging, with the FCA citing research that found people are much more likely to stick to a default.

Today’s Headline in NewsHours
0:00 Intro
2:55 #Hacker group steals AirAsia Passengers’ and Employees’ data
3:30 Indian healthcare firms witness more than 2.78 Lakh cyberattacks each month
4:15 #AWS to invest $4.4 Billion for a new Hyderabad region service
4:50 Union Labour Ministry summons Amazon India
5:20 #COAI demands OTT Communication Services to be licensed

Follow Us On :-

https://www.facebook.com/VARINDIAMagazine/

https://twitter.com/varindiamag

https://www.instagram.com/varindia/

https://www.linkedin.com/company/14636899/admin/

https://in.pinterest.com/varindia/

https://varindia.tumblr.com/

Visit on https://varindia.com/ to know more

Labels & Copyrights :- VARINDIA

1. Your application – an overview – FCA Consumer Credit Guides


Step-by-step guides for consumer credit firms applying for FCA authorisation on the online Connect system.

Introduced by business advisor and TV personality, Nick Hewer this guide outlines how to log in to Connect system, the different stages of the application, and how a firm can pay a fee at the end of the application process.

Watch the FCA Consumer Credit authorisation Step-by-Step Guides series:

1. Your application – an overview
https://www.youtube.com/watch?v=dtZwyEmv1u4

Download the PDF guide:
https://fca.org.uk/your-fca/documents/1-your-application-an-overview-authorisation-application-guides

2. Firm Details
https://www.youtube.com/watch?v=SimVzsNGF88

Download the PDF guide:
https://fca.org.uk/your-fca/documents/2-firm-details-authorisation-application-guides

3. Permission Types & Fees
https://www.youtube.com/watch?v=dctIHmeurLA

Download the PDF guide:
https://fca.org.uk/your-fca/documents/3-permission-types-and-fees-authorisation-application-guides

4. Consumer Credit Supplement
https://www.youtube.com/watch?v=2uGfN_huqUk

Download the PDF guide:
https://fca.org.uk/your-fca/documents/4-consumer-credit-supplement-authorisation-application-guides

5. Disclosure of Significant Events
https://www.youtube.com/watch?v=qg-hiwPg2t8

Download the PDF guide:
https://fca.org.uk/your-fca/documents/5-disclosure-of-significant-events-authorisation-application-guides

6. Systems & Controls
https://www.youtube.com/watch?v=gWAVR9zeSOE

Download the PDF guide:
https://fca.org.uk/your-fca/documents/6-systems-and-controls-authorisation-application-guides

7. Compliance
https://www.youtube.com/watch?v=k0wdMaw8LME

Download the PDF guide:
https://fca.org.uk/your-fca/documents/7-compliance-authorisation-application-guides

8. Personnel Information
https://www.youtube.com/watch?v=eZeREcOWP8w

Download the PDF guide:
https://fca.org.uk/your-fca/documents/8-personnel-information-authorisation-application-guides

9. Owners & Influencers
https://www.youtube.com/watch?v=Qz0PPPKyYTo

Download the PDF guide:
https://fca.org.uk/your-fca/documents/9-owners-and-influencers-authorisation-application-guides

10. Supporting Documents
https://www.youtube.com/watch?v=dVwfJHCI2sw

Download the PDF guide:
https://fca.org.uk/your-fca/documents/10-supporting-documents-authorisation-application-guides

11. Firm Declaration
https://www.youtube.com/watch?v=yznDU9u-yHU

Download the PDF guide:
https://fca.org.uk/your-fca/documents/11-firm-declaration-authorisation-application-guides

Watch the consumer credit step-by-step-guides on our website:
http://www.fca.org.uk/consumer-credit-applications-video-guides

FCA Consumer Credit: http://fca.org.uk/consumer-credit
About the FCA http://fca.org.uk/about

Follow the FCA on social media:
Twitter https://twitter.com/thefca
LinkedIn http://www.linkedin.com/company/financial-conduct-authority

Related Posts